Established in 2004, AD Capital Advisors Inc. is an independent financial services consulting firm that provides analytical and advisory solutions for structured finance products, regulatory compliance and reporting, and risk management.
Our expertise includes Capital Markets products such as CMBS, RMBS, CDOs and ABS. Our rich experience in structured finance helps us provide superior service and best practice guidance, to the clients holding complex exposures. We provide services ranging from underwriting, due diligence, valuation and pricing analytics of bonds to cash flow modeling.
Compliance risk has equally become one of the most significant ongoing concerns for financial institutions. New topics continue to emerge, such as conduct risk, next-generation Bank Secrecy Act and Anti-Money Laundering (BSA/AML) risk, risk culture, and third- and fourth-party (that is, subcontractors) risk, UDAAP, Reg. Z, RESPA among others.
Equally important is the increased supervisory scrutiny for Bank Holding Companies (BHCs) and large financial institutions have recently expended substantial resources to enhance their capital adequacy processes. Capital adequacy practices at systemically important financial institutions (SIFIs) are assessed by the Federal Reserve, through its Comprehensive Capital Analysis and Review (CCAR) exercise and Dodd-Frank Act Stress Testing (DFAST).
We work with clients to address the impact of new regulatory requirements, and we provide insights that allow clients to identify and seize market and competitive opportunities arising from regulatory change. Our exceptional team of seasoned compliance consultants delivers deeper insight to clients on the most pressing regulatory concerns.
Our disciplined approach to listening to our clients, putting them front and center, and looking at things from their point of view helps us create solutions to the problems and pain that are sufficiently common in the marketplace. We are determined to provide our clients satisfactory solutions to their problems.
Listening to our clients is at the heart of our strategy. This helps us build deeper relationships and understand their unique needs. These insights give us the information we need to offer the best ideas and solutions to help our clients achieve their compliance and financial goals.
What We Can Do For You
Weather our client is investing in structured products, concerned about financial risks or mitigation or responding to regulatory compliance requirements, we tailor our services to suit each client’s unique situation. We provide strategic advisory focused on providing cost-effective solutions to the client’s desired needs.